-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JdFcBsLO9lfIwT3CKyweog6iBUSJ/LZZEG6eNhT4KI/eX9t1z/V5WmrhiQhG5Iux KN2YgIHpKdcgbftrD0S/ig== /in/edgar/work/20000621/0000938395-00-000007/0000938395-00-000007.txt : 20000920 0000938395-00-000007.hdr.sgml : 20000920 ACCESSION NUMBER: 0000938395-00-000007 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000621 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EXTREME NETWORKS INC CENTRAL INDEX KEY: 0001078271 STANDARD INDUSTRIAL CLASSIFICATION: [3576 ] IRS NUMBER: 770430270 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-56641 FILM NUMBER: 658380 BUSINESS ADDRESS: STREET 1: 3585 MONROE STREET CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4085792800 MAIL ADDRESS: STREET 1: 10460 BANDLEY DR CITY: CUPERTINO STATE: CA ZIP: 95014-1972 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NORWEST EQUITY PARTNERS V LP CENTRAL INDEX KEY: 0000938395 STANDARD INDUSTRIAL CLASSIFICATION: [ ] IRS NUMBER: 411799874 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2800 PIPER JAFFRAY TOWER STREET 2: 222 SOUTH NINTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6126671650 SC 13G/A 1 0001.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Extreme Networks, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 30226D 10 6 (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 13G CUSIP NO. 30226D 10 6 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Norwest Equity Partners V, L.P. Tax Identification No. 41-1799874 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3) SEC USE ONLY 4) CITIZENSHIP OR PLACE OF ORGANIZATION Minnesota NUMBER OF (5) SOLE VOTING POWER SHARES 0 BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 0 EACH (7) SOLE DISPOSITIVE POWER REPORTING 0 PERSON (8) SHARED DISPOSITIVE POWER WITH 0 9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.00% 12) TYPE OF REPORTING PERSON* PA 13G CUSIP NO. 30226D 10 6 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Itasca Partners V, L.L.P. Tax Identification No. 41-1799877 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3) SEC USE ONLY 4) CITIZENSHIP OR PLACE OF ORGANIZATION Minnesota NUMBER OF (5) SOLE VOTING POWER SHARES 0 BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 0 EACH (7) SOLE DISPOSITIVE POWER REPORTING 0 PERSON (8) SHARED DISPOSITIVE POWER WITH 0 9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.00% 12) TYPE OF REPORTING PERSON* PA 13G CUSIP NO. 30226D 10 6 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John E. Lindahl Social Security No. ###-##-#### 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3) SEC USE ONLY 4) CITIZENSHIP OR PLACE OF ORGANIZATION United States of America NUMBER OF (5) SOLE VOTING POWER SHARES 176,830 BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 0 EACH (7) SOLE DISPOSITIVE POWER REPORTING 176,830 PERSON (8) SHARED DISPOSITIVE POWER WITH 0 9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 176,830 10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) .33% 12) TYPE OF REPORTING PERSON* IN CUSIP NO. 30226D 10 6 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON George J. Still, Jr. Social Security No. ###-##-#### 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3) SEC USE ONLY 4) CITIZENSHIP OR PLACE OF ORGANIZATION United States of America NUMBER OF (5) SOLE VOTING POWER SHARES 180,238 BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 0 EACH (7) SOLE DISPOSITIVE POWER REPORTING 180,238 PERSON (8) SHARED DISPOSITIVE POWER WITH 0 9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 180,238 10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) .34% 12) TYPE OF REPORTING PERSON* IN CUSIP NO. 30226D 10 6 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John P. Whaley Social Security No. ###-##-#### 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3) SEC USE ONLY 4) CITIZENSHIP OR PLACE OF ORGANIZATION United States of America NUMBER OF (5) SOLE VOTING POWER SHARES 147,606 BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 0 EACH (7) SOLE DISPOSITIVE POWER REPORTING 147,606 PERSON (8) SHARED DISPOSITIVE POWER WITH 0 9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 147,606 10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) .3% 12) TYPE OF REPORTING PERSON* IN SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Item 1(a) Name of Issuer: Extreme Networks, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 3585 Monroe Street Santa Clara, CA 95051 Item 2(a) Name of Person Filing: 1. Norwest Equity Partners V, L. P. 2. Itasca Partners V, L.L.P. 3. John E. Lindahl 4. George J. Still, Jr. 5. John P. Whaley Item 2(b) Address of Principal Business Office: 1. Norwest Equity Partners V, L.P. 2800 Piper Jaffray Tower 222 South Ninth Street Minneapolis, MN 55402 2. Itasca Partners V, L.P. 2800 Piper Jaffray Tower 222 South Ninth Street Minneapolis, MN 55402 3. John E. Lindahl 2800 Piper Jaffray Tower 222 South Ninth Street Minneapolis, MN 55402 4. George J. Still, Jr. c/o Norwest Venture Partners 245 Lytton Avenue, Suite 250 Palo Alto, CA 94301 5. John P. Whaley 2800 Piper Jaffray Tower 222 South Ninth Street Minneapolis, MN 55402 This statement is filed by Norwest Equity Partners V, L. P. on behalf of all of the persons listed above pursuant to Rule 13d-1(d) and Rule 13d-1(k). Norwest Equity Partners V, L.P. is a Minnesota limited partnership. Itasca Partners V, L.L.P., a Minnesota limited liability partnership, is the general partner of Norwest Equity Partners V, L.P.. John E. Lindahl and George J. Still, Jr. are the managing partners, and John P. Whaley is the managing administrative partner of Itasca Partners V. Item 2(c) Citizenship: 1. Norwest Equity Partners V, L.P.: Minnesota limited partnership 2. Itasca Partners V, L.L.P.: Minnesota limited liability partnership 3. John E. Lindahl: United States 4. George J. Still, Jr.: United States 5. John P. Whaley: United States Item 2(d) Title of Class of Securities: Common Stock Item 2(e) CUSIP Number: 30226D 10 6 Item 3 Not Applicable Item 4 Ownership: (1) Norwest Equity Partners V, L.P. ("NEP V") and Itasca Partners V, L.L.P. ("Itasca V"): At February 29, 2000, neither NEP V nor Itasca V, its general partner, owned of record any shares of common stock of the Issuer, and neither NEP V nor Itasca V has any rights to acquire additional shares of the Issuer's common stock through the exercise of options or otherwise. John E. Lindahl and George J. Still, Jr. are the managing partners, and John P. Whaley is the managing administrative partner of, Itasca V, the general partner of NEP V, and are joining in this filing pursuant to Rules 13d-1(d) and 13d-1(k). Certain information with respect to Messrs. Lindahl, Still, and Whaley's beneficial ownership of the Issuer's common stock in their individual capacities is provided below. (2) John E. Lindahl: At February 29, 2000, John E. Lindahl beneficially owned 176,830 shares of common stock, including 119,424 shares held in family limited partnership for which Mr. Lindahl acts as partner. This amount represented .33% of the Issuer's total number of shares of common stock outstanding at that date. (3) George J. Still, Jr.: At February 29, 2000, George J. Still, Jr. beneficially owned 180,238 shares of common stock, including 69,608 shares held in family limited partnership for which Mr. Still acts as partner. This amount represented .34% of the Issuer's total number of shares of common stock outstanding at that date. (4) John P. Whaley: At February 29, 2000, John P. Whaley beneficially owned 147,606 shares of common stock, including 98,965 shares held in family limited partnership for which Mr. Whaley acts as partner. This amount represented .3% of the Issuer's total number of shares of common stock outstanding at that date. Each person filing this statement disclaims beneficial ownership of any shares included in this Schedule 13G that are shown as held by any other filing person, and the filing of this Schedule 13G shall not be construed as an admission that such filing person is the beneficial owner of any other shares held by any other filing person and covered by this statement for purposes of Sections 13, 14, and 16. Item 5 Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting persons have ceased to be beneficial owners of more than five percent of the class of securities, check the following [X]. Item 6 Ownership of More than Five Percent on Behalf of Another Person: Not Applicable Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable Item 8 Identification and Classification of Members of the Group: Not Applicable Item 9 Notice of Dissolution of Group: Not Applicable Item 10 Certification: By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Signature. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. Date: June 19, 2000 NORWEST EQUITY PARTNERS V, L.P. By ITASCA PARTNERS V, L.L.P., as general partner By: /s/ John P. Whaley John P. Whaley, As Managing Administrative Partner -----END PRIVACY-ENHANCED MESSAGE-----